CoinDesk

SEC, CFTC end years of rivalry with deal that will mean combined crypto oversight

The two agencies sealed their memorandum of understanding to link the parts of their work that overlap, and coordinated ...
InvestmentNews

SEC hits NYSE with $9M penalty over 2023 opening auction failure

Stemming from staff error, the January 2023 glitch exposed gaps in NYSE’s disaster‑recovery setup, which affected thousands of listings and led to trading halts across dozens of stocks.
Hosted on MSN

SEC crypto trading roundtable to include crypto giants Uniswap, Coinbase

The US Securities and Exchange Commission has released the list of executives from US crypto and finance giants that will take part in a roundtable discussion on crypto trading regulation. On April 7, ...
Crypto Briefing

NYSE hit with $9 million SEC penalty over 2023 market disruption

The NYSE will pay a $9M SEC penalty for a 2023 trading failure, highlighting regulatory focus on exchange technology resilience.
CoinDesk

SEC's advisory group backs tokenized securities push, outlines how to keep it safe

A committee that advises the U.S. Securities and Exchange Commission recommended the agency move forward on a tokenized-securities policy that would allow traders to cut out the kind of go-between ...
JD Supra

SEC Division of Trading and Markets Issues FAQs on Crypto Asset Activities Focusing on Trading and Settlement Issues

On December 17, 2025, the staff of the Division of Trading and Markets (the “Staff”) of the Securities and Exchange Commission (“SEC”) released an update to its May 2025 FAQs relating to crypto asset ...
Hosted on MSN

SEC suspends trading of QMMM after its shares jumped 959% in under three weeks

The U.S. Securities and Exchange Commission has suspended all trading activity in QMMM Holdings Ltd. after the firm’s stock price jumped 959% in just under three weeks. The SEC made the decision on ...